By Maya Lester KC & Michael O’Kane

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By Maya Lester KC & Michael O’Kane

UK SRA fines UK law firm for failure to mitigate sanctions risk

4 December 2023

UK SRA fines UK law firm for failure to mitigate sanctions riskESB-Professional_Shutterstock

The UK Solicitors Regulation Authority has fined Ashfords LLP £101,357 concerning AML and sanctions controls for 3 conveyancing transactions. For 2 of the transactions, the firm’s compliance team raised the possible issue that there...

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Sanctioning States

By Michael O'Kane

Michael is Senior Partner at Peters & Peters Solicitors LLP. He has acted in many of the most high profile and sensitive business crime cases of the last 25 years, at Peters & Peters and as a prosecutor...

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